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How are probiotics kept alive through manufacturing and storage?

4 min read

Probiotics, defined as live microorganisms that, when administered in adequate amounts, confer a health benefit on the host, are highly sensitive to environmental factors. To overcome these challenges, manufacturers employ a suite of sophisticated techniques to keep probiotics alive, preserving their potency from production to consumption.

Quick Summary

The survival of probiotics is achieved through advanced manufacturing techniques, such as freeze-drying and microencapsulation, and specialized protective packaging that shields them from heat, moisture, oxygen, and light. Proper storage conditions are also vital for maintaining optimal viability throughout a product's shelf-life.

Key Points

  • Freeze-drying creates dormant bacteria: Lyophilization removes water from probiotics to halt their metabolism, preserving viability without refrigeration.

  • Encapsulation offers physical protection: Microencapsulating probiotics within materials like alginate shields them from heat, moisture, and digestive acids.

  • Packaging prevents degradation: Specialized packaging with desiccants, oxygen scavengers, and UV protection prevents environmental damage to sensitive probiotic bacteria.

  • Cryoprotectants stabilize cells during processing: Additives like skim milk, trehalose, and sucrose protect bacterial cells during the harsh freeze-drying process.

  • Storage conditions are crucial: Following label instructions is essential for maintaining potency, as refrigeration is required for some strains while others are designed for room-temperature stability.

  • Strain selection impacts resilience: Different probiotic strains have varying levels of natural resilience, with some being more sensitive to heat and oxygen than others.

  • Viability is guaranteed through expiry: Reputable brands ensure that the stated CFU count remains viable through the expiration date by using advanced stabilization techniques.

In This Article

The Science of Probiotic Survival

Probiotics are living organisms, primarily beneficial bacteria like Lactobacillus and Bifidobacterium, that must survive a challenging journey from the factory to your gut. Factors like heat, moisture, oxygen, and stomach acid are all threats to their viability. For a probiotic product to be effective, it must contain a sufficient number of live cells, measured in Colony Forming Units (CFUs), at the time of consumption, not just at the time of manufacture. To achieve this, manufacturers have developed a range of strategies to put these microbes into a state of suspended animation until they are rehydrated in the body.

Freeze-Drying: Putting Probiotics to Sleep

One of the most common and effective methods for creating shelf-stable probiotics is freeze-drying, also known as lyophilization. This process removes moisture from the bacteria, putting them into a dormant, or inactive, state where their metabolism is stopped.

  1. Preparation: The bacteria are grown in a specific culture medium and then harvested in their stationary growth phase.
  2. Cryoprotection: A cryoprotectant agent, such as skim milk, trehalose, or sucrose, is added to the bacterial suspension. These sugars act as a protective shield, stabilizing the cell membrane and preventing damage during the freezing and drying process.
  3. Freezing: The suspension is flash-frozen at very low temperatures (e.g., -40°C to -80°C), which creates small ice crystals that are less damaging to the cells than larger ones formed during slow freezing.
  4. Sublimation: Under a high vacuum, the frozen water sublimates, changing directly from a solid (ice) to a gas (vapor) without melting. This gentle dehydration preserves the cell structure.
  5. Desorption: Any remaining, non-frozen water is then evaporated, resulting in a fine, dry powder of viable, dormant bacteria.

Microencapsulation: A Protective Coating

Microencapsulation is another advanced technique that involves coating probiotic cells in a protective material. This creates a physical barrier that shields the delicate bacteria from environmental and digestive stresses. Encapsulation can improve stability during storage and significantly enhance survival during transit through the acidic stomach environment.

Various materials and techniques are used for microencapsulation:

  • Alginate Beads: A common, cost-effective method where bacteria are mixed with a sodium alginate solution and dropped into a calcium chloride bath. This forms a gel bead with the probiotics trapped inside.
  • Complex Coacervation: This technique uses electrostatic attraction between two polymers (e.g., protein and polysaccharide) with opposite charges to form a stable, protective shell around the probiotics.
  • Fluidized Bed Coating: A process where probiotic powders are suspended in an upward-moving air stream while a coating solution is sprayed onto them, forming a uniform protective layer.

The Critical Role of Packaging

Beyond manufacturing, packaging is a final and vital line of defense for keeping probiotics viable. Sensitive to moisture, light, and oxygen, probiotics require special packaging to maintain a stable environment.

  • Desiccants: Many probiotic supplements, especially shelf-stable ones, contain a desiccant material (like silica gel) to absorb any moisture inside the container. Some innovative packaging, like Activ-Vial™ technology, integrates the desiccant into the lining of the bottle for continuous moisture protection.
  • Oxygen Scavengers: Oxygen is particularly damaging to anaerobic bacteria like bifidobacteria. Oxygen-scavenging agents or packaging materials with low oxygen permeability are used to create an oxygen-free environment.
  • UV-Protective Materials: Light, especially UV radiation, can harm probiotic bacteria. Opaque or UV-filtering bottles, often made of glass or metal, protect the contents from light-induced damage.

Refrigerated vs. Shelf-Stable Probiotics

Probiotics are sold in both refrigerated and shelf-stable forms, and the optimal storage depends on the specific product and strains used. Refrigeration slows down the metabolism of the bacteria, preserving their viability for longer, but it does not make them inherently superior to well-manufactured shelf-stable products. The best choice depends on the specific strain's sensitivity and the manufacturing process it has undergone. Some probiotic strains are naturally more robust and can withstand warmer temperatures.

Feature Refrigerated Probiotics Shelf-Stable Probiotics
Manufacturing Method Often contain more fragile live cultures, or are included in foods like yogurt and kefir that require cold storage. Typically processed using freeze-drying or microencapsulation to make them dormant and resilient.
Storage Conditions Must be kept at consistent low temperatures (typically 2-8°C / 36-46°F) to slow metabolic activity. Can be stored at cool room temperature, though keeping them out of direct sunlight and heat is always recommended.
Best For Consumers who have easy access to refrigeration and who prefer products with specific sensitive strains. Travel, busy lifestyles, and those who need convenience and portability.
Viability Depends heavily on an unbroken cold chain from manufacture to consumption; potency can drop if exposed to warm temperatures. Dependent on robust manufacturing and packaging; potency is often guaranteed through the expiration date, even at room temperature.

The Final Word on Keeping Probiotics Alive

Ultimately, the viability of a probiotic is a combination of advanced science and careful handling. The selection of robust strains, the use of protective manufacturing techniques like freeze-drying and microencapsulation, and the implementation of high-quality, protective packaging are all crucial steps. Following the storage instructions on the label, whether refrigeration is required or not, is the most important action a consumer can take to ensure they receive the full benefit of their supplement. While some strains are more resilient than others, proper storage conditions protect against the common enemies of probiotics—heat, moisture, and oxygen. With modern technology, consumers can be confident that the CFUs listed on the bottle will still be viable when they are ready to use the product.

Optimization of cryoprotectants and storage temperatures for preserving viability and probiotic properties of lyophilized bacterial strains from chicken gut

Frequently Asked Questions

Shelf-stable probiotics have undergone a process like freeze-drying or microencapsulation to make them dormant and resilient to room temperature storage, while refrigerated probiotics contain more sensitive live cultures that require consistent cold temperatures to maintain potency.

No, refrigeration does not kill probiotics. For many strains, especially those in fermented foods, cold temperatures are ideal for slowing down their metabolic activity and preserving viability. However, freezing is not recommended unless specifically stated on the packaging, as freeze-thaw cycles can damage cells.

Freeze-drying, or lyophilization, removes moisture from the probiotic bacteria, effectively putting them into a dormant, inactive state. When rehydrated in the body, they become active again. Protective agents called cryoprotectants are used during this process to prevent cell damage.

Packaging is crucial for protecting probiotics from their biggest enemies: heat, moisture, and oxygen. Advanced packaging with desiccants and oxygen scavengers, along with UV-protective materials, ensures a stable microenvironment, preserving the bacteria's viability throughout their shelf life.

For most high-quality shelf-stable products, refrigeration is not required, and they are designed to remain potent at room temperature. However, storing them in a cool, dry place away from direct sunlight is always recommended to maximize shelf life.

Not all probiotics are created equal, and some are more naturally resilient to stomach acid than others. Manufacturing techniques like microencapsulation and enteric coating are specifically designed to create a protective barrier that helps sensitive strains survive the journey through the acidic stomach to reach the intestines.

Spore-based probiotics, such as Bacillus coagulans and Bacillus subtilis, are naturally hardier than many other common strains. Their spore-forming nature makes them highly resistant to heat, light, and stomach acid, meaning they do not require refrigeration to remain viable.

Medical Disclaimer

This content is for informational purposes only and should not replace professional medical advice.