What is a Functional Claim?
A functional claim limitation describes an element of an invention by what it does, rather than detailing its specific physical structure. This approach is often used in complex or evolving technological fields, such as software or complex mechanical devices, where an inventor wants to cover a broad range of potential structures that could perform the same task. The most common form of a functional claim in U.S. patent law is the 'means-plus-function' claim, governed by 35 U.S.C. § 112(f).
Example of a Function Claim in a Patent
A classic and easy-to-understand example of a function claim can be found in the context of a simple mechanical device. Imagine a patent for a backscratching tool. A structural claim would describe the tool using specific parts, like "a 1-3 foot long stick and a brush comprising stiff bristles attached to one end". A functional claim would describe the same device very differently:
- An apparatus, comprising an extension means for extending the reach of a human user's hand, and a back skin stimulating means attached to a distal end of said extension means.
In this example, the phrases "extension means" and "back skin stimulating means" are functional language. They define the invention by its purpose, not its parts. The legal interpretation of this claim would be limited to the specific structure disclosed in the patent's written description (e.g., the stick and brush) and any equivalents thereof.
Other Functional Language
Beyond the classic 'means for' language, patent law also recognizes other functional phrases that can trigger similar interpretations. These can include terms like:
Module forDevice forMechanism forConfigured toAdapted to
However, the use of such language does not automatically make a claim functional. Courts will examine whether the claim recites enough structural detail to avoid being interpreted under the stricter rules of § 112(f).
The Function Claim in Practice: Pros and Cons
Using functional claiming is a strategic choice for patent applicants. It offers the potential for broader claim coverage, but also carries significant risks if not executed perfectly. The primary trade-off is between claiming breadth and definitional clarity.
Advantages of Functional Claims
- Broad Scope: They can theoretically cover future technologies or structural variations that perform the same function, provided they are equivalent to the disclosed structure.
- Simplified Drafting: It can be easier to draft a claim focusing on an invention's purpose, especially for complex software or electrical systems where the implementation details are numerous and complex.
Disadvantages of Functional Claims
- Narrow Interpretation: Despite appearing broad on its face, a court will interpret a functional claim narrowly, limiting it to the specific structures disclosed in the patent's specification and their equivalents.
- Indefiniteness Risk: If the patent specification does not clearly disclose a corresponding structure for performing the claimed function, the claim can be found invalid as 'indefinite'.
Comparison: Structural vs. Functional Claims
| Feature | Structural Claims | Functional (Means-Plus-Function) Claims |
|---|---|---|
| Definition | Describes an invention's physical components or arrangements. | Describes an invention by what it does or its purpose. |
| Example | "A stick with a bristled brush on the end." | "A means for extending a user's reach." |
| Scope | Limited to the specific structure claimed. | Potentially broader, covering the disclosed structure and its equivalents. |
| Interpretation | Typically interpreted according to the plain and ordinary meaning of the words. | Limited by the structure described in the patent specification. |
| Risk | Can be easier to circumvent by designing a non-infringing structural variation. | Risk of being found invalid for indefiniteness if the corresponding structure is not disclosed. |
| Primary Use | Most common for straightforward mechanical or structural inventions. | Strategic choice for complex technologies like software or mechanics. |
The Function Claim in Dietary Supplements
Outside of intellectual property, the term "function claim" is used differently in the regulation of food and dietary supplements by agencies like the FDA in the US. A structure/function claim describes how a nutrient or dietary ingredient affects the normal structure or function of the human body. Critically, these claims cannot imply that the product can diagnose, treat, cure, or prevent any disease.
Example of a Food/Supplement Function Claim
Consider a product containing calcium. A permissible structure/function claim is:
- "Calcium helps build and maintain strong bones."
This statement focuses on the positive role of calcium in a healthy body's function. An impermissible, or disease, claim would be something like:
- "Calcium supplement prevents osteoporosis."
This claim links the product to the prevention of a disease and would require drug-level approval.
Conclusion
Understanding what a function claim is requires distinguishing between its use in patent law and its application in dietary supplement marketing. In patents, it defines an invention by its performance, using 'means-plus-function' language, and is interpreted narrowly based on the disclosed specification. A concrete example of a function claim in this field might be a "means for extending" a user's reach. In the context of supplements, a structure/function claim describes how a nutrient supports a normal body function, like "calcium builds strong bones," and must be carefully worded to avoid implying disease treatment. In both domains, correctly articulating the claim is crucial for legal compliance and protection.