Skip to content

Are precautionary allergen labels voluntary?

4 min read

According to a US survey of over 20,000 products, 17% had a precautionary allergen label (PAL). This raises a key question for many with food allergies and their families: are precautionary allergen labels voluntary, or are manufacturers legally mandated to include them?

Quick Summary

Precautionary allergen labels, such as 'may contain,' are voluntary statements used to communicate potential allergen cross-contamination risks to consumers.

Key Points

  • Voluntary, not mandatory: Precautionary allergen labels ('may contain') are generally voluntary, not legally required, in many countries, including the US, UK, and EU.

  • Based on risk assessment: The decision to use a PAL should be based on a thorough risk assessment for potential allergen cross-contamination, not as a general liability disclaimer.

  • Not a substitute for safety: PAL is not an excuse for poor food hygiene practices; it should only be used when an unavoidable risk exists despite good manufacturing processes.

  • Can be misleading: The inconsistent and sometimes excessive use of PAL can be confusing for consumers and may lead to risk-taking behavior.

  • Standardization efforts underway: International bodies like Codex and industry programs such as VITAL are working toward a more consistent, science-based approach to PAL using allergen thresholds.

  • Different from mandatory labeling: PAL is for unintentional cross-contact, whereas mandatory labeling is for intentionally added allergenic ingredients.

In This Article

Precautionary allergen labels (PAL), often seen as 'may contain' or 'may be present' statements, are a critical but often misunderstood element of food labeling. These advisory warnings exist to inform consumers of the potential for an allergen to be present in a product due to unintentional cross-contact during manufacturing, handling, or storage. Unlike the mandatory declaration of allergens intentionally used as ingredients, the use of PAL is generally voluntary across major jurisdictions like the United States, United Kingdom, European Union, and Australia. However, this voluntary nature comes with significant legal and ethical considerations for food businesses.

The Role of Voluntary Labeling

The voluntary use of PAL hinges on a food business's internal risk assessment. After implementing robust allergen management practices—such as cleaning shared equipment, segregating ingredients, and controlling the supply chain—a manufacturer must determine if an unavoidable risk of cross-contact still exists. Only if this risk cannot be eliminated should a PAL be applied. The label is not a substitute for poor hygiene or manufacturing practices but rather a last resort for communicating an inherent, unmanageable risk.

The lack of regulatory standardization has led to inconsistency in how and when these labels are used, causing confusion and distrust among consumers. In fact, excessive or unnecessary use of PAL can needlessly limit food choices for those with allergies, leading to risk-taking behavior. This is why food authorities discourage the use of blanket 'may contain allergens' statements and instead promote allergen-specific warnings, like 'may contain peanuts'.

Efforts Toward Standardization

International organizations, like the Codex Alimentarius Commission (Codex), overseen by the World Health Organization (WHO) and the Food and Agriculture Organization (FAO), are working to establish global guidance and potentially standardized thresholds for PAL. The Voluntary Incidental Trace Allergen Labelling (VITAL) program is a notable industry-led initiative that provides a standardized risk assessment process and reference dose-based thresholds to guide manufacturers on when to apply a PAL. In August 2024, VITAL 4.0 was published, incorporating ED05-based reference doses based on the latest FAO/WHO expert consultation. The goal is to make PAL more reliable for consumers and to reduce its overuse where the risk is negligible.

Consumer Challenges and Interpretation

For consumers with food allergies, interpreting PAL is a complex task. The varying wording—'may contain,' 'manufactured in a shared facility,' 'processed on the same equipment'—does not necessarily indicate different levels of risk. A product without a PAL is not guaranteed to be free of cross-contact, as not all manufacturers use advisory labeling consistently. This lack of certainty forces individuals to either avoid a wide range of products or make a personal risk assessment, which can lead to social isolation and reduced quality of life.

Comparing Mandatory and Precautionary Labeling

Feature Mandatory Allergen Labeling Precautionary Allergen Labeling (PAL)
Legal Status Required by law Generally voluntary
Purpose To declare ingredients present in the final product To warn of potential, unintentional cross-contact
Basis for Use Intentional use of a major allergen as an ingredient Risk assessment reveals an unavoidable cross-contact risk
Effect on Consumer Clear statement of product contents Advisory warning; can cause confusion
Location In the ingredient list, often emphasized (e.g., bolded) Often separate from the ingredients list (e.g., at the end)

Global Regulatory Landscape

While the voluntary nature of PAL is a global trend, the specific guidance and standards vary by region. The EU's Food Information to Consumers (FIC) Regulation and the UK's Food Standards Agency (FSA) both assert that PAL is voluntary, but must not mislead consumers and should be based on risk analysis. Similarly, the US Food and Drug Administration (FDA) does not regulate the use of advisory allergen statements under the Food Allergen Labeling and Consumer Protection Act (FALCPA), though it studies the issue. This patchwork of approaches highlights the need for a more harmonized, global framework that balances public health protection with practical food industry concerns.

The Path Forward

The future of precautionary labeling is moving toward greater standardization, driven by consumer advocacy and international cooperation through bodies like Codex. This movement aims to shift away from inconsistent and confusing voluntary warnings toward a more predictable, risk-based approach. The hope is that by providing clearer guidance, manufacturers can use PAL more responsibly, and consumers can better understand the actual risks, ultimately improving the safety and quality of life for those with food allergies.

Conclusion

In summary, precautionary allergen labels are a voluntary communication tool for food manufacturers, used when a risk of cross-contamination cannot be fully eliminated despite good practices. However, this voluntariness does not absolve businesses of their duty to provide safe food and accurate information. The lack of universal regulation has created uncertainty for allergic consumers, underscoring the importance of ongoing efforts to standardize advisory labeling for clarity, consistency, and safety. For consumers, this means remaining vigilant, understanding that 'may contain' is an advisory warning, and always contacting the manufacturer if clarity is needed.

Food Standards Agency Guide to PAL

Frequently Asked Questions

No, the wording and criteria for applying precautionary allergen labels (PAL) are not standardized globally, which can lead to inconsistencies and confusion for consumers across different countries.

No, a product without a precautionary allergen label is not guaranteed to be free of all cross-contact. Since PAL is voluntary, not all manufacturers use these advisories, and the level of risk assessment can vary.

Mandatory allergen labeling is legally required for allergens intentionally used as ingredients. Precautionary allergen labeling (PAL) is a voluntary warning for the potential presence of unintentional allergens due to cross-contamination.

Food companies are advised to perform a comprehensive risk assessment of their manufacturing process and supply chain. If, despite implementing good practices, an unavoidable risk of cross-contact remains, a PAL may be used.

The Voluntary Incidental Trace Allergen Labelling (VITAL) program is an industry-led initiative that provides a standardized, risk-based framework for food businesses to decide when to apply precautionary allergen labeling, often using scientifically derived allergen thresholds.

No, a food product should not carry both a 'free-from' claim and a 'may contain' warning for the same allergen. 'Free-from' implies rigorous controls to ensure complete absence, which is incompatible with a cross-contamination warning.

No, unlike many microbiological risks, common food processing methods like heating do not reliably destroy food allergens. In some cases, processes like roasting peanuts can even increase their potency.

Medical Disclaimer

This content is for informational purposes only and should not replace professional medical advice.