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What is the UPF Food Scale and the NOVA Classification System?

5 min read

Recent studies have linked the consumption of ultra-processed foods (UPFs) to adverse health outcomes, including a 15% increased risk of all-cause mortality for those with the highest intake compared to the lowest. This growing body of evidence has put the spotlight on the UPF food scale, more commonly known as the NOVA classification system, which provides a framework for understanding and categorizing foods based on their degree of industrial processing.

Quick Summary

The NOVA classification system acts as a food scale, grouping foods into four categories by their level of processing, from unprocessed to ultra-processed. This system helps consumers and public health officials identify ultra-processed products and understand their potential impacts on diet and health. Developed by Brazilian researchers, the NOVA framework considers the nature, extent, and purpose of industrial processing, distinguishing foods primarily based on these criteria.

Key Points

  • NOVA is the UPF food scale: The term 'UPF food scale' refers to the NOVA classification system, which categorizes foods into four groups based on their level of industrial processing, not their nutritional content.

  • Four levels of processing: The NOVA system includes Unprocessed/Minimally Processed (Group 1), Processed Culinary Ingredients (Group 2), Processed Foods (Group 3), and Ultra-Processed Foods (Group 4).

  • Industrial additives are key: Ultra-processed foods (Group 4) are characterized by industrial ingredients and additives not found in home kitchens, such as emulsifiers and artificial flavorings.

  • Health impacts go beyond nutrients: The health concerns linked to ultra-processed foods are not solely due to high fat or sugar, but also include the effects of the industrial processing itself, like altered food matrices that affect satiety.

  • A practical tool for consumers: Using the NOVA framework helps consumers evaluate products based on their origins and production methods, encouraging a focus on whole foods over industrially formulated items.

  • Public health application: Several governments and health organizations use the NOVA system to create dietary guidelines and public health interventions, such as food labeling policies.

  • Not all processed food is bad: The scale emphasizes the crucial difference between simple processed foods (like cheese) and heavily altered, ultra-processed items.

  • Context matters: The NOVA system allows for a balanced approach to diet, acknowledging that some processed foods can be part of a healthy lifestyle while highlighting the most problematic ultra-processed items.

In This Article

Decoding the NOVA Classification System

Unlike traditional nutritional profiling that focuses on nutrients like fat, sugar, and salt, the NOVA classification assesses the entire food product based on its industrial journey from its natural state to the final product. This approach is crucial because processing itself can alter a food's physical structure, affect its absorption rate, and introduce industrial additives that influence appetite and metabolism.

The Four Categories of the NOVA Scale

The NOVA classification system is divided into four distinct groups, offering a clear guide to a food's processing level.

  • Group 1: Unprocessed or Minimally Processed Foods. This category includes whole foods that have been minimally altered, such as through removing inedible parts, drying, crushing, or pasteurizing. The goal of processing here is to extend shelf life or make the food edible, safe, or more palatable. Examples include fresh fruits and vegetables, whole grains, beans, plain milk, and fresh meat.

  • Group 2: Processed Culinary Ingredients. These are substances derived from Group 1 foods and used in kitchens for cooking and seasoning. They are not meant to be eaten alone. Examples include vegetable oils from seeds, sugar from cane, and salt from mines.

  • Group 3: Processed Foods. This category consists of simple products made by adding salt, sugar, or oil from Group 2 to Group 1 foods. Processing aims to increase durability and enhance flavor. Examples include canned vegetables in brine, cheeses, and freshly baked bread.

  • Group 4: Ultra-Processed Foods (UPFs). This is the most heavily processed category, composed of formulations made from industrial ingredients and additives not typically used in home cooking. The purpose is to create highly convenient, palatable, and profitable products. Examples include soft drinks, packaged snacks, and ready-to-eat meals.

Why Ultra-Processed Foods Matter for Health

The reason for the growing concern around UPFs is not just their often poor nutritional profile—high in fat, sugar, and salt—but also the very nature of their industrial processing. The combination of flavor enhancers, emulsifiers, and other additives, alongside an altered food matrix, creates products that are designed to be over-consumed. For instance, studies have shown that the body may process calories from ultra-processed foods differently, with slower satiety signaling that leads to higher overall energy intake.

Furthermore, the long list of industrial ingredients can include substances linked to various health issues. Emulsifiers and artificial sweeteners, for example, have been linked to changes in the gut microbiome, insulin sensitivity, and inflammation. Research continues to explore the full extent of these effects, but the evidence linking UPF consumption to conditions like obesity, type 2 diabetes, and certain cancers is substantial and growing.

Practical Applications of the NOVA Classification

For consumers, understanding the NOVA framework can be a powerful tool for navigating the food landscape. Instead of fixating on specific nutrients, the system encourages evaluating foods based on their origin and the processes involved in their creation. This allows for a more holistic approach to diet. For instance, while a homemade burger uses Group 1 (meat), Group 2 (oil, salt), and Group 3 (bread) ingredients, a fast-food burger is almost entirely a Group 4 product due to its industrially-formulated patties, sauces, and buns.

Public health bodies in several countries, including Brazil and France, have incorporated the NOVA classification into their dietary guidelines to encourage the consumption of unprocessed and minimally processed foods. Chile has also implemented labeling laws based on processing levels, adding black warning labels to products high in sugar, salt, and fat to help consumers make more informed decisions.

NOVA vs. Other Food Grading Systems

To better appreciate the NOVA system, it is useful to compare it with other food rating methods. The table below outlines key differences.

Feature NOVA Classification Nutrient Profiling Systems (e.g., Nutri-Score) Siga Index
Primary Criterion Extent and purpose of industrial processing Specific nutrient content (fat, sugar, salt) Degree of processing and nutritional quality
Focus Whole food system perspective Individual product nutrient metrics Holistic view considering both processing and nutrients
Categorization Four-tier grouping (Unprocessed to Ultra-processed) Color-coded labels (A to E) based on healthiness Score from 1 to 100 based on nutritional quality and processing
Potential Blindspot Can group nutritionally diverse UPFs together (e.g., different ready meals) May label some UPFs as healthy if fortified or low in certain nutrients More complex and less widely adopted than NOVA or Nutri-Score

How to Identify UPFs Using the NOVA Framework

Spotting ultra-processed foods often requires a closer look at the ingredients list. While some ingredients might sound scientific, they are hallmarks of industrial processing and not things you would find in a home kitchen.

  • Look for a long list of ingredients: A lengthy ingredients list is often the first giveaway. If a product contains many items, especially unfamiliar ones, it is likely a UPF.
  • Identify industrial substances: Seek out ingredients that are not whole foods, but rather chemical derivatives or modifications. Examples include high-fructose corn syrup, hydrolyzed proteins, modified starches, and hydrogenated oils.
  • Search for cosmetic additives: Additives used for color, flavor enhancement, texture, or to extend shelf life are red flags for ultra-processing. These include emulsifiers, thickeners, artificial sweeteners, and certain flavorings.
  • Heed marketing claims: UPFs often feature enticing health claims like "low-fat" or "fortified with vitamins" on their packaging to distract from the high level of processing.

The Importance of Context

It's important to recognize that not all processed food is inherently bad. Many minimally processed foods, like frozen vegetables or whole wheat bread, offer valuable nutrition and convenience. The NOVA system helps make a crucial distinction: the issue isn't all processing, but the nature and purpose of the industrial processing that creates ultra-processed products. Acknowledging this nuance allows for a balanced view, recognizing that some UPFs can be a part of a balanced diet in moderation, while others should be limited. However, the NOVA model's strength lies in identifying the products engineered to be consumed in excess, displacing more nutritious, whole foods.

Conclusion

The UPF food scale, as defined by the internationally recognized NOVA classification system, is a pivotal tool in modern nutrition. It moves beyond traditional calorie or nutrient-based assessments to categorize foods based on their degree of industrial processing. By distinguishing between unprocessed, minimally processed, processed, and ultra-processed items, NOVA provides a practical framework for consumers to make more informed choices about their health and diet. The scale highlights that the true risk of ultra-processed foods lies in their industrial formulation and addictive palatability, which often leads to overconsumption and the displacement of healthier whole foods. As public health organizations continue to grapple with rising rates of diet-related diseases, understanding and applying the principles of the NOVA system becomes increasingly vital for fostering a healthier population.

Resources

For more in-depth information, the Food and Agriculture Organization of the United Nations (FAO) has published an extensive resource on the NOVA classification system.

Frequently Asked Questions

Processed food, or NOVA Group 3, is made by adding simple ingredients like salt or sugar to whole foods to preserve or enhance flavor (e.g., canned beans). Ultra-processed food, or NOVA Group 4, involves industrial formulations with many additives and substances not typically used in home cooking to create highly palatable, convenient products (e.g., soda, packaged snacks).

No, the NOVA classification system does not judge foods based on their specific nutrient content, such as fats or calories. It is based entirely on the extent and purpose of the industrial processing involved. While many UPFs have poor nutrient profiles, the classification focuses on the process, not the outcome.

Common examples of ultra-processed foods (NOVA Group 4) include packaged snacks like chips and crackers, sugary drinks, mass-produced bread, breakfast cereals, fast-food items, and many ready-to-eat or heat meals.

To identify ultra-processed foods, look for products with long ingredients lists that contain substances you would not typically find in a home kitchen. Watch for additives like emulsifiers, thickeners, artificial sweeteners, and modified starches.

No, not all processed food is bad. Many minimally processed foods (NOVA Group 1), like frozen vegetables, or simple processed foods (NOVA Group 3), like cheese or tinned fish, can be part of a healthy diet. The NOVA system highlights that the issue lies with the ultra-processed category due to its industrial nature.

The NOVA classification system was developed by a team of Brazilian researchers, led by Carlos Monteiro, and was first proposed in 2009.

Yes, many products marketed as healthy, such as certain flavored yogurts, low-fat spreads, or multi-grain sliced bread, can be classified as ultra-processed if they contain industrial ingredients and additives not used in home cooking. The marketing can mask the level of processing.

References

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Medical Disclaimer

This content is for informational purposes only and should not replace professional medical advice.